Regulation of Online Investing - LAWS8088
Faculty: Faculty of Law
School: Faculty of Law
Course Outline: See below
Campus: Sydney
Career: Postgraduate
Units of Credit: 6
EFTSL: 0.12500 (more info)
Indicative Contact Hours per Week: 2
Enrolment Requirements:
Prerequisite: Academic Program must be either 9200, 9210 or 5740.
Excluded: JURD7588
CSS Contribution Charge: 3 (more info)
Tuition Fee: See Tuition Fee Schedule
Further Information: See Class Timetable
View course information for previous years.
Description
LLM Specialisation
Course Objectives
- Understand the context of online investing and its regulation
- Understand the main policy, legal and regulatory issues raised by the topics for the course
- Have a critical familiarity with the literature of online investing regulation
- Understand the relevance of some cross-cutting issues eg behavioural finance, the loss of regulatory 'gatekeepers', cross border transactions
- Be able to critically evaluate the information and ideas presented in the course and write a sustained and justified argument on a topic central to the course in the form of a research essay
Main Topics
- Institutions and business models of online investing
- Application of financial services licensing to online investing
- Licence and operating conditions for online investing
- Customer relations and online brokers
- Public offerings and online offer documents - Australia and USA
- Automated trading systems and electronic communication networks
- Criminal and civil contraventions in online Investing - Australia and USA
- Enforcement and liability
- The future - a choice of: day traders, investor education, CFDs online, corporate governance in cyberspace
Assessment
Short written outline of essay | 1000 words | 10% |
Short class presentation and general class participation | 30% | |
Research essay | 5,000 words | 60% |