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Regulation, Litigation and Enforcement - JURD7364
BASSER STEPS

 
Faculty: Faculty of Law
 
 
School:  Faculty of Law
 
 
Course Outline: See below
 
 
Campus: Kensington Campus
 
 
Career: Postgraduate
 
 
Units of Credit: 6
 
 
EFTSL: 0.12500 (more info)
 
 
Indicative Contact Hours per Week: 2
 
 
Enrolment Requirements:
 
 
Prerequisite: LAWS1001 and LAWS1011 and Corequisite: LAWS2311; Prerequisite: JURD7101 and JURD7111 and Corequisite: JURD7211
 
 
Excluded: LAWS8064
 
 
Fee Band: 3 (more info)
 
 
Further Information: See Class Timetable
 
 

Description

The effective regulation of areas such as competition law, securities, financial services and taxation requires the availability and use of enforcement techniques, including litigation. This course examines the procedural aspects of litigation in the regulatory context. The course addresses litigation issues common to all regulatory schemes such pre-litigation processes which are characterised by a regulator’s investigation and information gathering powers and criminal law aspects of regulatory litigation. Three different regulatory schemes and their regulator (Competition Law/ACCC, Securities Law/ASIC and Tax Law/ATO) are then examined from the perspective of enforcement and litigation.


Recommended Prior Knowledge

None

Course Objectives

A candidate who has successfully completed this course should be able to:
  • understand the role of enforcement through litigation in regulation
  • be familiar with regulator investigation and information-gathering powers
  • understand the differences and complexities associated with regulatory litigation such as the use of expert evidence, role of pleadings and unique remedies available to a regulator
  • comprehend the role of criminal proceedings in regulation

Main Topics

  • The role of enforcement in regulation
  • Pre-Litigation Processes
  • Competition Law Litigation
  • Securities and Financial Services Litigation
  • Tax Litigation
  • Criminal Law Aspects of Regulatory Litigation
  • Special Topics eg class actions, Royal Commissions.

Assessment

Research Essay – 80%
Class Participation – 20%

Course Texts

Prescribed

Course Materials will be available for purchase from the UNSW Bookshop
Recommended
  • Tom Middleton, ASIC Corporate Investigations & Hearings (Online/Looseleaf)
  • Russel Miller, Annotated Trade Practices Act
  • CCH Australian Federal Tax Reporter
  • Stephen Odgers, Principles of Federal Criminal Law

Resources

Refer to the course outline which will be provided by the lecturer at the beginning of the relevant semester.

URL for this page:

© The University of New South Wales (CRICOS Provider No.: 00098G), 2004-2011. The information contained in this Handbook is indicative only. While every effort is made to keep this information up-to-date, the University reserves the right to discontinue or vary arrangements, programs and courses at any time without notice and at its discretion. While the University will try to avoid or minimise any inconvenience, changes may also be made to programs, courses and staff after enrolment. The University may also set limits on the number of students in a course.